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TITLE: Corporate Compliance Program Evaluation compliance template (RCM/SAQ)
TYPE: article
VERSION: 1
VERSION_ID: 15af1ac4-d45e-4d78-bae0-da4f003c774f
GENERATED_AT: 2026-01-16T16:06:04.566Z
SUMMARY: Corporate Compliance Program Excel-based smart compliance template (RCM/ICQ/SAQ) – U.S. Department of Justice Criminal Division’s evaluation criteria 
READING TIME: 1 min
WORD COUNT: 136
SOURCE URL: https://grcplaybook.com/corporate-compliance-program-evaluation
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KEY TAKEAWAYS:
  * Corporate Compliance Program

#### Corporate Compliance Program

# Corporate Compliance Program Evaluation (DOJ)

P: TheCorporate Compliance Program EvaluationPlaybook addresses the following areas:

LIST: UL with 12 items

  - Risk Assessment

  - Policies and Procedures

  - Training and Communications

  - Confidential Reporting Structure and Investigation Process

  - Third Party Management

  - Mergers and Acquisitions (M&A)

  - Commitment by Senior and Middle Management

  - Autonomy and Resources

  - Incentives and Disciplinary Measures

  - Continuous Improvement, Periodic Testing, and Review

  - Investigation of Misconduct

  - Analysis and Remediation of Any Underlying Misconduct

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Source: https://grcplaybook.com/corporate-compliance-program-evaluation

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