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TITLE: Controls at a Qualified Custodian compliance template (RCM/SAQ)
TYPE: article
VERSION: 1
VERSION_ID: 6c27a708-c84a-45ca-9ede-14bd42bab4aa
GENERATED_AT: 2026-01-22T13:57:10.987Z
SUMMARY: Controls at a Qualified Custodian Excel-based smart compliance template (RCM/ICQ/SAQ) – Rule 206(4)-2 and Release No. IA-2969 (Investment Advisers Act)
READING TIME: 2 min
WORD COUNT: 286
SOURCE URL: https://grcplaybook.com/smart-playbooks/privacy-and-data-protection-compliance-0-0
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# Controls at a Qualified Custodian  – Rule 206(4)-2

LIST: UL with 2 items

  - Custodian's Controls and Control Objectives, and

  - Relevant General Computer Control Objectives

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LIST: UL with 1 items

  - 1

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Source: https://grcplaybook.com/smart-playbooks/privacy-and-data-protection-compliance-0-0

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