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TITLE: NYDFS NYCRR Cybersecurity smart templates (RCMs/ICQs/SAQs)
TYPE: article
VERSION: 1
VERSION_ID: 3d9c1e6f-4694-4414-9c30-418c19668fb1
GENERATED_AT: 2026-01-17T20:17:38.756Z
SUMMARY: NYDFS NYCRR Cybersecurity Excel-based smart compliance templates (RCMs/ICQs/SAQs) - NYDFS NYCRR: 500
READING TIME: 4 min
WORD COUNT: 690
SOURCE URL: https://grcplaybook.com/smart-playbooks/new-york-state-department-of-financial-services-nydfs
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# New York State Department of Financial Services


# (NYDFS NYCRR)

  * Cybersecurity Requirements (NYDFS NYCRR 500)
  * Virtual Currencies (NYDFS 23 NYCRR 200), and
  * Transaction Monitoring and Filtering (NYDFS 3 NYCRR 504)

  * Cybersecurity Program; Cybersecurity Policy; Chief Information Security Officer; Penetration Testing and Vulnerability Assessments; Audit Trail;  Access Privileges; Application Security; Risk  Assessment; Cybersecurity Personnel and Intelligence; Third Party Service Provider Security Policy; Multi-Factor Authentication; Limitations on Data Retention; Training and Monitoring; Encryption of Nonpublic Information; Incident Response Plan; Notification of Cybersecurity Event(s): Confidentiality; and Exemptions.

  * License; Compliance; Capital requirements; Custody and protection of customer assets; Material change to business; Change of control; mergers and acquisitions; Books and records; Reports and financial disclosures; Anti-money laundering program; Cyber security program; Business continuity and disaster recovery; Advertising and marketing; Consumer protection.

  * Transaction Monitoring Program Requirements; Transaction Filtering Program Requirements; Transaction Monitoring and Filtering Program; Remediation Annual Board Resolution or Senior Officer(s) Compliance Finding; Information Sharing - USA PATRIOT Act Section 314

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Source: https://grcplaybook.com/smart-playbooks/new-york-state-department-of-financial-services-nydfs

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