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TITLE: Entity Level Controls (Tone-at-the-Top) compliance template (RCM/SAQ)
TYPE: article
VERSION: 1
VERSION_ID: f4287075-b9ed-4a86-b66b-d9dae9946090
GENERATED_AT: 2026-01-17T17:29:54.470Z
SUMMARY: Entity Level Controls (Tone-at-the-Top) Excel-based smart compliance template (RCM/ICQ/SAQ) – ICFR; COSO; SOX 404; International ICFR Frameworks
READING TIME: 1 min
WORD COUNT: 94
KEYWORDS: Entity Level Controls (Tone, Top) compliance template (RCM/SAQ)
SOURCE URL: https://grcplaybook.com/smart-playbooks/internal-control-over-financial-reporting-icfr-core/entity-level-controls-tone-at-the-top
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KEY TAKEAWAYS:
  * Internal Control over Financial Reporting - Core

#### Internal Control over Financial Reporting - Core

# Entity Level Controls (Tone-at-the-Top)

P: The Entity Level Controls Playbook (based on the COSO 2013 ICFR Framework and functionally equivalent Frameworks in other jurisdictions) addresses the following “tone-at-the-top” areas:

LIST: UL with 5 items

  - Control Environment

  - Risk Assessment

  - Control Activities

  - Information and Communication, and

  - Monitoring Activities

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ABOUT THIS CONTENT
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Source: https://grcplaybook.com/smart-playbooks/internal-control-over-financial-reporting-icfr-core/entity-level-controls-tone-at-the-top

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